Compliance Built Into Every System
FinStack is fully compliant with PSD2, FCA regulations, PCI DSS Level 1, and maintains continuous AML/KYC automated checking.
Regulatory Certifications
We maintain the highest level of regulatory certification and compliance across all major frameworks.
PCI DSS Level 1
The highest level of payment card industry certification, ensuring end-to-end security for cardholder data processing.
- End-to-end encryption
- Tokenisation of sensitive data
- Annual third-party audits
- Secure network architecture
FCA Regulated
Fully compliant with Financial Conduct Authority regulations for electronic money and payment services in the UK.
- Authorised Payment Institution
- Safeguarding of client funds
- Regular regulatory reporting
- Financial crime management
PSD2 Compliant
Full compliance with the EU Revised Payment Services Directive for open banking and strong customer authentication.
- Strong Customer Authentication (SCA)
- Secure open banking APIs
- Consent management framework
- Exemption management
AML/KYC Automated Checking
Comprehensive Anti-Money Laundering and Know Your Customer frameworks built into every transaction and account opening.
- Real-time customer identity verification
- Politically Exposed Persons (PEP) screening
- Sanctions list matching and monitoring
- Adverse media screening
- Beneficial ownership identification
- Continuous transaction monitoring
Automated KYC verification with document recognition and liveness detection
Continuous evaluation of customer risk profile and transaction patterns
Automated Suspicious Activity Report (SAR) generation and submission
Complete immutable records for all AML/KYC decisions and actions
GDPR Compliance
Full GDPR compliance with data processing agreements and consent management
UK Data Protection Act
Adherence to UK GDPR and Data Protection Act 2018
Data Encryption
AES-256 encryption at rest, TLS 1.3 in transit
DPA & Data Residency
Data Processing Agreements with UK data residency options
Data Protection & Privacy
We prioritise data protection with GDPR compliance, encryption standards, and secure infrastructure architecture.
All customer data is encrypted at rest and in transit using industry-leading cryptographic standards. We maintain segregated environments and provide UK data residency options to meet regulatory requirements.
Review Our DPACompliance Infrastructure
Built-in compliance at every layer of the platform
Audit Logging
Immutable audit trails for all system activities and user actions
Alert Management
Real-time alerts and escalation workflows for compliance incidents
Monitoring
24/7 transaction and behavior monitoring for suspicious activities
Policy Management
Configurable compliance policies that adapt to your institution's needs
Regulatory Framework
Compliant with major international financial regulations
Account Opening & KYC
Customer identity verification, document validation, and beneficial ownership identification
Ongoing Monitoring
Continuous transaction monitoring, PEP screening, and sanctions list matching
Risk Assessment
Real-time risk scoring and customer due diligence review
Reporting & Compliance
Automated SAR generation, regulatory reporting, and audit trail maintenance
Compliance Built for Enterprise
Explore how FinStack's compliance infrastructure protects your institution and meets all regulatory requirements.
Request Compliance Documentation